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A•• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst13 years in industry

A•• W••••••

Advisor at A••••• A•••••••

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9bf10aac-c039-ce70-47dc-46290308763e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Sep 4, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• A•••••••	Independent wealth	Apr 28, 2025	n/a	yes	CHICAGO, IL	Current employment
F••• F••••••••	Independent wealth	May 31, 2023	Sep 10, 2024	no	SAINT LOUIS, MO

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F••• F••••••••	A••••• A•••••••	Sep 10, 2024	Apr 28, 2025	230	Firm change	RIA to RIA
A• W••••• M••••••••• L••	F••• F••••••••	Jul 6, 2023

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
282580:324833:MO:2023-07-06	Jul 6, 2023	May 31, 2023	ST LOUIS, MO	Firm change after gap

Relationships

Registered with (4)

→ A••••• A•••••••Registered adviserregistration: current employment
Apr 28, 2025 to presentfactForm ADV
→ F••• F••••••••Registered adviserregistration: previous registration
May 31, 2023 to Sep 10, 2024factForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 17, 2023 to Jul 6, 2023factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Sep 10, 2024
Advisor changed firm
A•• W•••••• left F••• F•••••••• for A••••• A••••••• (registered 2025-04-28)
Form ADVobserved 6 days ago
Occurred
Jul 6, 2023
Advisor changed firm
A•• W•••••• left A• W••••• M••••••••• L•• for F••• F•••••••• (registered 2023-05-31)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9bf10aac-c039-ce70-47dc-46290308763e
First observed: Sep 4, 2018
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.