DFX Intelligence

W•••••• W••••• T•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

W•••••• W••••• T•••

Advisor at I••••••••• W••••• C••••••• L••

PALOS VERDES ESTATES, CA

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Search this name across graphsid dfx:ria:9c019207-8c9b-17a4-cbe9-50688b9cc9e3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• W••••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 23, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• W••••• C••••••• L••	Independent wealth	Feb 1, 2023	n/a	yes	PALOS VERDES ESTATES, CA	Current employment
L••••• W••••• A•••••••• I•••	Former SEC adviser	Jan 31, 2021	Mar 31, 2023	no	Palos Verdes Estates, CA\|SOLANA BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• W••••• A•••••••• I•••	I••••••••• W••••• C••••••• L••	Mar 31, 2023	Feb 1, 2023	-58	Bulk transfer	RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	L••••• W••••• A•••••••• I•••	Sep 22, 2016	Sep 20, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:157139:CA:2016-09-22	Sep 22, 2016	Sep 20, 2016	LOS ANGELES, CA	Firm change

Relationships

Registered with (3)

→ I••••••••• W••••• C••••••• L••Registered adviserregistration: current employment
Feb 1, 2023 to presentfactForm ADV
→ L••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 31, 2021 to Mar 31, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jul 8, 1997 to Sep 22, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9c019207-8c9b-17a4-cbe9-50688b9cc9e3
First observed: Jul 8, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.