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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

FRANKLIN MITCHELL HOWELL

Advisor at WELLS FARGO ADVISORS

FORT LAUDERDALE, FL | Key Largo, FL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 26, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 28, 1983earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63
First exam: Oct 28, 1983
First registration: Jul 26, 2000
Dual registered: yes, broker-dealer
Other names: Franklin Mitchell HOWELL
IAPD individual key: 1007674

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Sep 9, 2022	n/a	yes	FORT LAUDERDALE, FL\|Key Largo, FL	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Mar 24, 2014	Oct 6, 2022	no	FT. LAUDERDALE, FL\|KEY LARGO, FL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Apr 7, 2014	no	CORAL SPRINGS, FL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Oct 15, 2007	Jun 1, 2009	no	PLANTATION, FL\|CORAL SPRINGS, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Oct 19, 2007	no	CORAL SPRINGS, FL\|CORAL SPRINGS, FL	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Jul 26, 2000	Jul 1, 2003	no	CORAL SPRINGS, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	WELLS FARGO ADVISORS	Oct 6, 2022	Sep 9, 2022	-27	Firm change	Wirehouse to wirehouse
MORGAN STANLEY	UBS FINANCIAL SERVICES INC.	Apr 7, 2014	Mar 24, 2014	-14	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
WELLS FARGO ADVISORS	MORGAN STANLEY & CO. LLC	Oct 19, 2007	Oct 15, 2007	-4	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Relationships

Registered with (5)

→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Oct 19, 2007factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Mar 24, 2014 to Oct 6, 2022factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Apr 7, 2014factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Oct 15, 2007 to Jun 1, 2009factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Jul 26, 2000 to Jul 1, 2003factForm ADV

Dated events

Occurred
Oct 6, 2022
Advisor changed firm
Franklin Mitchell Howell left Ubs Financial Services Inc. for Wells Fargo Advisors (registered 2022-09-09)
Form ADVobserved 4 days ago