RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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F••••••• M••••••• H•••••
- W•••• F•••• A••••••• wirehouse currentsince Sep 9, 2022 · Fort Lauderdale, Fl
- U•• F•••••••• S••••••• I••• wirehouseMar 24, 2014 to Oct 6, 2022 · Ft. Lauderdale, Fl
- M••••• S•••••• wirehouseJun 1, 2009 to Apr 7, 2014 · Coral Springs, Fl
- M••••• S•••••• • C•• L•• unclassifiedOct 15, 2007 to Jun 1, 2009 · Plantation, Fl
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Oct 19, 2007 · Coral Springs, Fl
- P••••••••• E••••• G••••• L•• unclassifiedJul 26, 2000 to Jul 1, 2003 · Coral Springs, Fl
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Oct 6, 2022, registered Sep 9, 2022 (-27 days) · Wirehouse to wirehouse
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Apr 7, 2014, registered Mar 24, 2014 (-14 days) · Wirehouse to wirehouse
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to M••••• S•••••• • C•• L••left Oct 19, 2007, registered Oct 15, 2007 (-4 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
- F••••••• M••••••• H••••• left U•• F•••••••• S••••••• I••• for W•••• F•••• A••••••• (registered 2022-09-09)Oct 6, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address