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RIA / WealthAdvisor13 years in industry

CHARLES PETER HASTINGS

Advisor at CHECCHI CAPITAL ADVISERS, LLC

BEVERLY HILLS, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 1
Observed: Aug 23, 2013 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Charles Peter Hastings

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHECCHI CAPITAL ADVISERS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: May 15, 2013
First registration: Aug 23, 2013
Dual registered: no
Other names: CHARLES P HASTINGS
IAPD individual key: 4249390

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHECCHI CAPITAL ADVISERS, LLC	Independent wealth	May 5, 2025	n/a	yes	BEVERLY HILLS, CA	Current employment
B. RILEY WEALTH PRIVATE SHARES	Asset manager	Apr 4, 2023	Apr 16, 2025	no	Los Angeles, CA	Previous registration
B. RILEY WEALTH ADVISORS, INC.	Bd affiliated wealth	Jul 27, 2022	Apr 16, 2025	no	Memphis, TN\|New York, NY\|Los Angeles, CA	Previous registration
B RILEY WEALTH MANAGEMENT	Former SEC adviser	Oct 31, 2019	Dec 31, 2022	no	Los Angeles, CA\|Norwalk, CT\|Memphis, TN\|New York, NY	Previous registration
B. RILEY CAPITAL MANAGEMENT	Former SEC adviser	Apr 22, 2015	Oct 14, 2019	no	LOS ANGELES, CA	Previous registration
B. RILEY ASSET MANAGEMENT, LLC	Former SEC adviser	Jan 2, 2014	Jun 23, 2015	no	LOS ANGELES, CA	Previous registration
B. RILEY & CO., LLC	n/a	Aug 23, 2013	Apr 16, 2014	no	LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B. RILEY WEALTH ADVISORS, INC.	B. RILEY WEALTH PRIVATE SHARES	Apr 16, 2025	Apr 4, 2023	-743	Firm change after gap	Other
B. RILEY WEALTH PRIVATE SHARES	CHECCHI CAPITAL ADVISERS, LLC	Apr 16, 2025	May 5, 2025	19	Firm change	Other
B RILEY WEALTH MANAGEMENT	B. RILEY WEALTH ADVISORS, INC.	Dec 31, 2022	Jul 27, 2022	-157	Bulk transfer	Ibd to ibd
B. RILEY CAPITAL MANAGEMENT	B RILEY WEALTH MANAGEMENT	Oct 14, 2019	Oct 31, 2019	17	Channel change	Other
B. RILEY ASSET MANAGEMENT, LLC	B. RILEY CAPITAL MANAGEMENT	Jun 23, 2015	Apr 22, 2015	-62	Channel change	Other
B. RILEY & CO., LLC	B. RILEY ASSET MANAGEMENT, LLC	Apr 16, 2014	Jan 2, 2014	-104	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
157160:160510:CA:2015-06-23	Jun 23, 2015	Apr 22, 2015	LOS ANGELES, CA	Firm change after gap

Relationships

Registered with (7)

→ CHECCHI CAPITAL ADVISERS, LLCRegistered adviserregistration: current employment
May 5, 2025 to presentfactForm ADV
→ B. RILEY WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Jul 27, 2022 to Apr 16, 2025factForm ADV
→ B. RILEY WEALTH PRIVATE SHARESRegistered adviserregistration: previous registration
Apr 4, 2023 to Apr 16, 2025factForm ADV
→ B RILEY WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Oct 31, 2019 to Dec 31, 2022factForm ADV
→ B. RILEY CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Apr 22, 2015 to Oct 14, 2019factForm ADV
→ B. RILEY ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 2, 2014 to Jun 23, 2015factForm ADV
→ B. RILEY & CO., LLCRegistered adviserregistration: previous registration
Aug 23, 2013 to Apr 16, 2014factForm ADV

Dated events

Occurred
Apr 16, 2025
Advisor changed firm
Charles Peter Hastings left B. Riley Wealth Private Shares for Checchi Capital Advisers, Llc (registered 2025-05-05)
Form ADVobserved 4 days ago
Occurred
Apr 16, 2025
Advisor changed firm
Charles Peter Hastings left B. Riley Wealth Advisors, Inc. for B. Riley Wealth Private Shares (registered 2023-04-04)
Form ADVobserved 4 days ago