DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Charles Peter Hastings

Checchi Capital Advisers, LLCindependent RIABeverly Hills, CaIA-onlyIAPD 4249390

Feed of 09/14/2026

Also filed as Charles P Hastings

At current firm

1 y

since May 5, 2025

In the industry

13 y

since May 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Checchi Capital Advisers, LLC independent RIA current
since May 5, 2025 · Beverly Hills, Ca
B. Riley Wealth Private Shares asset manager
Apr 4, 2023 to Apr 16, 2025 · Los Angeles, Ca
B. Riley Wealth Advisors, Inc. BD affiliated
Jul 27, 2022 to Apr 16, 2025 · Memphis, Tn
B Riley Wealth Management former
Oct 31, 2019 to Dec 31, 2022 · Los Angeles, Ca
B. Riley Capital Management former
Apr 22, 2015 to Oct 14, 2019 · Los Angeles, Ca
B. Riley Asset Management, LLC former
Jan 2, 2014 to Jun 23, 2015 · Los Angeles, Ca
B. Riley & Co., LLC unclassified
Aug 23, 2013 to Apr 16, 2014 · Los Angeles, Ca

Moves

a registration end followed by a registration begin elsewhere

B. Riley Wealth Advisors, Inc. to B. Riley Wealth Private Shares
left Apr 16, 2025, registered Apr 4, 2023 (-743 days) · Other
B. Riley Wealth Private Shares to Checchi Capital Advisers, LLC
left Apr 16, 2025, registered May 5, 2025 (19 days) · Other
B Riley Wealth Management to B. Riley Wealth Advisors, Inc.
left Dec 31, 2022, registered Jul 27, 2022 (-157 days) · corporate re-registration, not a move
B. Riley Capital Management to B Riley Wealth Management
left Oct 14, 2019, registered Oct 31, 2019 (17 days) · channel change inside one enterprise, not a move
B. Riley Asset Management, LLC to B. Riley Capital Management
left Jun 23, 2015, registered Apr 22, 2015 (-62 days) · channel change inside one enterprise, not a move · moved with a team
B. Riley & Co., LLC to B. Riley Asset Management, LLC
left Apr 16, 2014, registered Jan 2, 2014 (-104 days) · Other

Signals

Charles Peter Hastings left B. Riley Wealth Private Shares for Checchi Capital Advisers, Llc (registered 2025-05-05)
Apr 16, 2025 · Advisor changed firm · fact
Charles Peter Hastings left B. Riley Wealth Advisors, Inc. for B. Riley Wealth Private Shares (registered 2023-04-04)
Apr 16, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address