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Advisor at PROSPERA FINANCIAL SERVICES, INC.
Crown Point, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PROSPERA FINANCIAL SERVICES, INC. | Bd affiliated wealth | Mar 27, 2026 | n/a | yes | Crown Point, IN | Current employment |
| ESI FINANCIAL ADVISORS | Independent wealth | Sep 22, 2021 | Mar 30, 2026 | no | CROWN POINT, IN|CHICAGO, IL | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 13, 2015 | Sep 8, 2021 | no | Crown Point, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ESI FINANCIAL ADVISORS | PROSPERA FINANCIAL SERVICES, INC. | Mar 30, 2026 | Mar 27, 2026 | -3 | Firm change | RIA to ibd |
| AMERIPRISE FINANCIAL SERVICES, LLC | ESI FINANCIAL ADVISORS | Sep 8, 2021 | Sep 22, 2021 | 14 | Firm change | Ibd to ibd |