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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

GREGORY ALLEN GULICK

Advisor at LPL FINANCIAL LLC

PLANO, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 5, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Aug 5, 2004
First registration: Jan 1, 2008
Dual registered: yes, broker-dealer
Other names: GREGORY ALLEN MANTINI
IAPD individual key: 4751882

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 6, 2025	n/a	yes	PLANO, TX	Current employment
IC ADVISORY SERVICES, INC.	Former SEC adviser	Apr 15, 2016	Mar 6, 2025	no	DALLAS, TX\|BEDMINSTER, NJ\|DALLAS, TX	Previous registration
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Jun 18, 2013	Apr 15, 2016	no	DALLAS, TX\|DALLAS, TX\|IRVING, TX\|ROCKWALL, TX\|THE COLONY, TX\|DESOTO, TX\|MCKINNEY, TX	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 16, 2009	Jul 2, 2013	no	DALLAS, TX\|SAN DIEGO, CA\|DALLAS, TX	Previous registration
WAMU INVESTMENTS, INC.	n/a	Jan 1, 2008	Jan 23, 2009	no	LEWISVILLE, TX\|CARROLLTON, TX\|LEWISVILLE, TX\|KELLER, TX\|IRVING, TX\|IRVING, TX\|FLOWER MOUND, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
IC ADVISORY SERVICES, INC.	LPL FINANCIAL LLC	Mar 6, 2025	Mar 6, 2025	0	Bulk transfer	Ibd to ibd
CUSO FINANCIAL SERVICES, L.P.	IC ADVISORY SERVICES, INC.	Apr 15, 2016	Apr 15, 2016	0	Firm change	Other
LPL FINANCIAL LLC	CUSO FINANCIAL SERVICES, L.P.	Jul 2, 2013	Jun 18, 2013	-14	Firm change	Other
WAMU INVESTMENTS, INC.	LPL FINANCIAL LLC	Jan 23, 2009	Jan 16, 2009	-7	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 16, 2009 to Jul 2, 2013factForm ADV
→ IC ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Apr 15, 2016 to Mar 6, 2025factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Jun 18, 2013 to Apr 15, 2016factForm ADV
→ WAMU INVESTMENTS, INC.Registered adviserregistration: previous registration
Jan 1, 2008 to Jan 23, 2009factForm ADV

Dated events

No dated event names this entity yet.