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Registered advisor
G•••••• A•••• G•••••
Feed of 09/14/2026
Also filed as G•••••• A•••• Mantini
At current firm
1 y
since Mar 6, 2025
In the industry
22 y
since Aug 5, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Mar 6, 2025 · Plano, Tx
- I• A••••••• S•••••••• I••• formerApr 15, 2016 to Mar 6, 2025 · Dallas, Tx
- C••• F•••••••• S•••••••• L••• formerJun 18, 2013 to Apr 15, 2016 · Dallas, Tx
- L•• F•••••••• L•• BD affiliatedJan 16, 2009 to Jul 2, 2013 · Dallas, Tx
- W••• I••••••••• I••• unclassifiedJan 1, 2008 to Jan 23, 2009 · Lewisville, Tx
Moves
a registration end followed by a registration begin elsewhere
- I• A••••••• S•••••••• I••• to L•• F•••••••• L••left Mar 6, 2025, registered Mar 6, 2025 (0 days) · corporate re-registration, not a move
- C••• F•••••••• S•••••••• L••• to I• A••••••• S•••••••• I•••left Apr 15, 2016, registered Apr 15, 2016 (0 days) · Other
- L•• F•••••••• L•• to C••• F•••••••• S•••••••• L•••left Jul 2, 2013, registered Jun 18, 2013 (-14 days) · Other
- W••• I••••••••• I••• to L•• F•••••••• L••left Jan 23, 2009, registered Jan 16, 2009 (-7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address