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Advisor at CHARLES SCHWAB & CO., INC.
San Diego, CA | WESTLAKE, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | National bd RIA | Oct 4, 2022 | n/a | yes | San Diego, CA|WESTLAKE, TX | Current employment |
| TD AMERITRADE, INC. | Former SEC adviser | Apr 11, 2006 | Oct 14, 2022 | no | Westlake, TX|SAN DIEGO, CA|SAN DIEGO, CA|SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TD AMERITRADE, INC. | CHARLES SCHWAB & CO., INC. | Oct 14, 2022 | Oct 4, 2022 | -10 | Channel change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7870:5393:CA:2022-10-05 | Oct 14, 2022 | Oct 4, 2022 | SAN DIEGO, CA | Firm change |