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Advisor at PNC WEALTH MANAGEMENT
BIRMINGHAM, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Sep 28, 2021 | n/a | yes | BIRMINGHAM, AL | Current employment |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | Former SEC adviser | Jul 11, 2018 | Sep 15, 2021 | no | Birmingham, AL | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Apr 9, 2018 | Jun 6, 2018 | no | BIRMINGHAM, AL | Previous registration |
| SCOTTRADE INVESTMENT MANAGEMENT | Former SEC adviser | Feb 13, 2017 | Mar 8, 2018 | no | SAINT LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | PNC WEALTH MANAGEMENT | Sep 15, 2021 | Sep 28, 2021 | 13 | Firm change | Ibd to ibd |
| CETERA INVESTMENT ADVISERS LLC | PNC MANAGED ACCOUNT SOLUTIONS, INC. | Jun 6, 2018 | Jul 11, 2018 | 35 | Firm change | Ibd to ibd |
| SCOTTRADE INVESTMENT MANAGEMENT | CETERA INVESTMENT ADVISERS LLC | Mar 8, 2018 | Apr 9, 2018 | 32 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 169988:105644:MO:2018-03-08 | Mar 8, 2018 | Apr 9, 2018 | SAINT LOUIS, MO | Firm change |