DFX Intelligence

J••••• R••••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

J••••• R••••• B•••

Advisor at O•• W••••• A••••••• L••

Wake Forest, NC | Northbrook, IL

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Search this name across graphsid dfx:ria:9c1d35b8-09c0-79cc-f4aa-fe923ff40ae9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jul 2, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•• W••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 29, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•• W••••• A••••••• L••	Independent wealth	Feb 5, 2026	n/a	yes	Wake Forest, NC\|Northbrook, IL	Current employment
F••••• M••••• W••••• A•••••••• L••	Independent wealth	Jun 1, 2022	Jan 6, 2026	no	SPRINGFIELD, MO\|Raleigh, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• M••••• W••••• A•••••••• L••	O•• W••••• A••••••• L••	Jan 6, 2026	Feb 5, 2026	30	Firm change	RIA to RIA
D•••• H••••• G•••••• W••••• A••••••• L••	F••••• M••••• W••••• A•••••••• L••	Aug 24, 2022	Jun 1, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
109279:110905:NC:2022-08-24	Aug 24, 2022	Jun 1, 2022	RALEIGH, NC	Firm change after gap

Relationships

Registered with (4)

→ O•• W••••• A••••••• L••Registered adviserregistration: current employment
Feb 5, 2026 to presentfactForm ADV
→ F••••• M••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 1, 2022 to Jan 6, 2026factForm ADV
→ D•••• H••••• G•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Jan 10, 2017 to Aug 24, 2022factForm ADV
→ C••••• U•••• I••••••••• S•••••••

Dated events

Occurred
Jan 6, 2026
Advisor changed firm
J••••• R••••• B••• left F••••• M••••• W••••• A•••••••• L•• for O•• W••••• A••••••• L•• (registered 2026-02-05)
Form ADVobserved 7 days ago
Occurred
Aug 24, 2022
Advisor changed firm
J••••• R••••• B••• left D•••• H••••• G•••••• W••••• A••••••• L•• for F••••• M••••• W••••• A•••••••• L•• (registered 2022-06-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9c1d35b8-09c0-79cc-f4aa-fe923ff40ae9
First observed: Jul 2, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.