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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

OAK WEALTH ADVISORS LLC

CRD 148832

NORTHBROOK, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fd655cdf-c698-e9a1-f13d-581d277156ac

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 6, 2012 to Mar 25, 2026
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $374MItem 5.F on the latest filing (2026-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $374M
Private client RAUM: $372MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $125Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 3
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 545
Individual clients: 67
High net worth clients: 115
SEC number: 801-110588
CRD: 148832
Filings on the tape: 22
First filed: Jan 6, 2012
Latest filed: Mar 25, 2026
Organised: Limited Liability Company, IL
Website: oakwealth.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MICHAEL CHRISTOPHER WALTHER	Certified Financial Planner	Brentwood, TN \| Northbrook, IL	17	31	n/a	no
RYAN ROBERT MCGUIRE	Certified Financial Planner	NORTHBROOK, IL \| Madison, WI	5	12	1	no
JUSTIN ROBERT BAAS	Certified Financial Planner	Wake Forest, NC \| Northbrook, IL	0	14	4	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
WALTHER, MICHAEL, CHRISTOPHER	OWNER, MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	E	yes	10/2008	Jan 6, 2012	May 9, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SOUTH JORDAN	Ut	United States	1	no
Madison	Wi	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 10 of 11

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 25, 2026	$374M	$374M	7	3	1	n/a	n/a
2024	Mar 13, 2025	$321M	$321M	6	3	2	n/a	n/a
2023	Feb 16, 2024	$283M	$283M	6	3	2	n/a	n/a
2022	Jan 30, 2023	$211M	$211M	7	4	3	n/a	n/a
2021	Mar 14, 2022	$204M	$204M	5	2	1	n/a	n/a
2020	Mar 2, 2021	$142M	$142M	4	2	0	n/a	n/a
2019	Feb 6, 2020	$142M	$141M	3	1	0	n/a	n/a
2018	Feb 4, 2019	$117M	$117M	3	1	0	n/a	n/a
2017	Feb 8, 2018	$126M	$126M	1	1	0	n/a	n/a
2011	Jan 6, 2012	$65.5M	$65.5M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$374M	$321M	16.4%	$211M	20.9%	7	6	1	2

Relationships

Registered with (4)

← JUSTIN ROBERT BAASAdvisorregistration: current employment
Feb 5, 2026 to presentfactForm ADV
← RYAN ROBERT MCGUIREAdvisorregistration: current employment
Mar 8, 2021 to presentfactForm ADV
← MICHAEL CHRISTOPHER WALTHERAdvisorregistration: current employment
Nov 24, 2008 to presentfactForm ADV
← NEIL VON MAHONEYAdvisorregistration: previous registration
Jan 18, 2023 to Sep 9, 2025factForm ADV

Controls (1)

← WALTHER, MICHAEL, CHRISTOPHEROwnerOWNER, MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jan 6, 2012 to May 9, 2024factForm ADV

Dated events

Occurred
Sep 9, 2025
Advisor changed firm
Neil Von Mahoney left Oak Wealth Advisors Llc for Domus Advisors Llc (registered 2025-09-10)
Form ADVobserved 6 days ago
Occurred
May 8, 2017
First Form ADV filing
Oak Wealth Advisors Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fd655cdf-c698-e9a1-f13d-581d277156ac
First observed: Jan 6, 2012
Last observed: Mar 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OAK WEALTH ADVISORS LLC

CRD 148832

NORTHBROOK, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fd655cdf-c698-e9a1-f13d-581d277156ac

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:03 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MICHAEL CHRISTOPHER WALTHER

Certified Financial Planner

Brentwood, TN | Northbrook, IL

n/a

RYAN ROBERT MCGUIRE

Certified Financial Planner

NORTHBROOK, IL | Madison, WI

JUSTIN ROBERT BAAS

Certified Financial Planner

Wake Forest, NC | Northbrook, IL

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

WALTHER, MICHAEL, CHRISTOPHER

OWNER, MANAGING MEMBER, CHIEF COMPLIANCE OFFICER

yes

10/2008

Jan 6, 2012

May 9, 2024

City

State

Country

Employees

Also broker-dealer

SOUTH JORDAN

United States

Madison

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$374M

n/a

2024

Mar 13, 2025

$321M

n/a

2023

Feb 16, 2024

$283M

n/a

2022

Jan 30, 2023

$211M

n/a

2021

Mar 14, 2022

$204M

n/a

2020

Mar 2, 2021

$142M

n/a

2019

Feb 6, 2020

$142M

$141M

n/a

2018

Feb 4, 2019

$117M

n/a

2017

Feb 8, 2018

$126M

n/a

2011

Jan 6, 2012

$65.5M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$374M

$321M

16.4%

$211M

20.9%