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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
TALLAHASSEE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 11, 2026 | n/a | yes | TALLAHASSEE, FL | Current employment |
| MORGAN STANLEY | Wirehouse | Jan 10, 2020 | Jul 8, 2026 | no | TALLAHASSEE, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Oct 11, 2011 | Jan 15, 2020 | no | MACON, GA|THOMASVILLE, GA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Oct 11, 2011 | no | TALLAHASSEE, FL|VALDOSTA, GA | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Jun 1, 2009 | no | TALLAHASSEE, FL | Previous registration |
| MORGAN STANLEY DW INC. | n/a | May 9, 2005 | Apr 2, 2007 | no | TALLAHASSEE, FL|TALLAHASSEE, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 4, 2000 | May 10, 2005 | no | TALLAHASSEE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jul 8, 2026 | Jun 11, 2026 | -27 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO ADVISORS | MORGAN STANLEY | Jan 15, 2020 | Jan 10, 2020 | -5 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY | WELLS FARGO ADVISORS | Oct 11, 2011 | Oct 11, 2011 | 0 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY DW INC. | May 10, 2005 | May 9, 2005 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:7691:FL:2026-07-02 | Jul 8, 2026 | Jun 11, 2026 | TALLAHASSEE, FL | Firm change |