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Advisor at LPL FINANCIAL LLC
FISHERS, IN | CORTEZ, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 17, 2013 | n/a | yes | FISHERS, IN|CORTEZ, FL | Current employment |
| U.S. FINANCIAL ADVISORS | Former SEC adviser | Dec 19, 2011 | Jul 3, 2013 | no | MUNCIE, IN|WILMINGTON, DE | Previous registration |
| INTREPID FINANCIAL PLANNING GROUP, LLC | Independent wealth | Oct 27, 2004 | Dec 31, 2011 | no | INDIANAPOLIS, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. FINANCIAL ADVISORS | LPL FINANCIAL LLC | Jul 3, 2013 | Jun 17, 2013 | -16 | Firm change | Other |
| INTREPID FINANCIAL PLANNING GROUP, LLC | U.S. FINANCIAL ADVISORS | Dec 31, 2011 | Dec 19, 2011 | -12 | Firm change | Other |