DFX Intelligence

T••••• C••••••••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)36 years in industry

T••••• C••••••••• R•••••••

Advisor at V•••••• A•••••••• L••

••• Locked

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Dec 19, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 8, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V•••••• A•••••••• L••	Independent wealth	Oct 18, 2024	n/a	yes	Osprey, FL\|CHICAGO, IL\|Oak Brook, IL	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Mar 24, 2023	Dec 3, 2024	no	Oak Brook, IL\|SAN DIEGO, CA\|OAK BROOK, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	V•••••• A•••••••• L••	Dec 3, 2024	Oct 18, 2024	-46	Firm change after gap	Ibd to RIA
L••••••• C•••••• I•••	L•• F•••••••• L••	Apr 22, 2024	Mar 24, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:318657:IL:2024-12-03	Dec 3, 2024	Oct 18, 2024	OAK BROOK, IL	Firm change after gap
123526:6413:IL:2024-04-22	Apr 22, 2024	Mar 24, 2023	OAK BROOK, IL	Firm change after gap

Relationships

Registered with (3)

→ V•••••• A•••••••• L••Registered adviserregistration: current employment
Oct 18, 2024 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 24, 2023 to Dec 3, 2024factForm ADV
→ L••••••• C•••••• I•••Registered adviserregistration: previous registration
Dec 19, 1997 to Apr 22, 2024factForm ADV

Dated events

Order

Occurred
3 Dec 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
22 Apr 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 19, 1997
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.