DFX Intelligence

L•••• D•••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

L•••• D•••• B•••

Advisor at L•• F•••••••• L••

LAKE WALES, FL | WINTER HAVEN, FL

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Search this name across graphsid dfx:ria:9c2b5c7a-cea9-dbc6-6e81-f91bd90db7a3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 9, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 9, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 3, 2022	n/a	yes	WINTER HAVEN, FL\|LAKE WALES, FL	Current employment
A•••• • C•••••• O• F••••••• L••	Former SEC adviser	Nov 23, 2019	Mar 2, 2022	no	WINTER HAVEN, FL\|WINTER HAVEN, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• • C•••••• O• F••••••• L••	L•• F•••••••• L••	Mar 2, 2022	Jan 3, 2022	-58	Bulk transfer	RIA to ibd
M••••• S•••••• D• I•••	A•••• • C•••••• O• F••••••• L••	Aug 9, 2004	Sep 5, 2006

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 3, 2022 to presentfactForm ADV
→ A•••• • C•••••• O• F••••••• L••Registered adviserregistration: previous registration
Nov 23, 2019 to Mar 2, 2022factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration
May 9, 2001 to Aug 9, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9c2b5c7a-cea9-dbc6-6e81-f91bd90db7a3
First observed: May 9, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.