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Advisor at NED DAVIS RESEARCH, INC.
SARASOTA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NED DAVIS RESEARCH, INC. | Asset manager | Sep 6, 2012 | n/a | yes | SARASOTA, FL | Current employment |
| PFIC ADVISORS, INC. | n/a | Apr 28, 2006 | Apr 12, 2007 | no | FRANKLIN, TN | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Nov 28, 2002 | Jul 27, 2005 | no | ROCKVILLE, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PFIC ADVISORS, INC. | NED DAVIS RESEARCH, INC. | Apr 12, 2007 | Sep 6, 2012 | 1,974 | Firm change after gap | Other |
| UBS FINANCIAL SERVICES INC. | PFIC ADVISORS, INC. | Jul 27, 2005 | Apr 28, 2006 | 275 | Firm change | Other |