RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• R•••••• S••••••
- N•• D•••• R•••••••• I••• asset manager currentsince Sep 6, 2012 · Sarasota, Fl
- P••• A•••••••• I••• unclassifiedApr 28, 2006 to Apr 12, 2007 · Franklin, Tn
- U•• F•••••••• S••••••• I••• wirehouseNov 28, 2002 to Jul 27, 2005 · Rockville, Md
- P••• A•••••••• I••• to N•• D•••• R•••••••• I•••left Apr 12, 2007, registered Sep 6, 2012 (1974 days) · Other
- U•• F•••••••• S••••••• I••• to P••• A•••••••• I•••left Jul 27, 2005, registered Apr 28, 2006 (275 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address