DFX Intelligence

S••••• C••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

S••••• C••• S•••••••••

Advisor at F••••••

SAN FRANCISCO, CA | Minneapolis, MN

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Search this name across graphsid dfx:ria:9c44be60-cb5d-fef0-9389-61d35954b4db

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 10, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••	Independent wealth	Dec 17, 2024	n/a	yes	Minneapolis, MN\|SAN FRANCISCO, CA	Current employment
O••• D••• F••••••••	n/a	Aug 2, 2021	Mar 22, 2025	no	MINNEAPOLIS, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••• D••• F••••••••	F••••••	Mar 22, 2025	Dec 17, 2024	-95	Firm change after gap	Other
A••••••• F•••••••• L••	P•••••• C••••• S•••••••• L••	May 5, 2021	Jul 10, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
13572:113200:MN:2017-05-15	May 16, 2017	Jul 21, 2016	ST LOUIS PARK, MN	Firm change after gap

Relationships

Registered with (5)

→ F••••••Registered adviserregistration: current employment
Dec 17, 2024 to presentfactForm ADV
→ O••• D••• F••••••••Registered adviserregistration: previous registration
Aug 2, 2021 to Mar 22, 2025factForm ADV
→ A••••••• F•••••••• L••Registered adviserregistration: previous registration
Jul 21, 2016 to May 5, 2021factForm ADV
→ P•••••• C••••• S•••••••• L••Registered adviser

Dated events

Occurred
Mar 22, 2025
A•••••• firm change
S••••• C••• S••••••••• left O••• D••• F•••••••• for Farther (registered 2024-12-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9c44be60-cb5d-fef0-9389-61d35954b4db
First observed: Jun 10, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.