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Advisor at EDWARD JONES
ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Aug 12, 2015 | n/a | yes | ST. LOUIS, MO | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Feb 10, 2009 | Aug 12, 2015 | no | ST. LOUIS, MO | Previous registration |
| WADDELL & REED | Former SEC adviser | Jun 18, 2007 | Feb 10, 2009 | no | SPRINGFIELD, MO|COLUMBIA, MO | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 21, 2003 | Jun 12, 2007 | no | COLUMBIA, MO|MEXICO, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | EDWARD JONES | Aug 12, 2015 | Aug 12, 2015 | 0 | Firm change | Wirehouse to ibd |
| WADDELL & REED | WELLS FARGO ADVISORS | Feb 10, 2009 | Feb 10, 2009 | 0 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | WADDELL & REED | Jun 12, 2007 | Jun 18, 2007 | 6 | Firm change | Other |