DFX Intelligence
Reading the graph
Reading the graph
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Advisor at J••• W••••• • R••••••••• L••
SIMPSONVILLE, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J••• W••••• • R••••••••• L•• | State registered | Aug 9, 2019 | n/a | yes | SIMPSONVILLE, SC | Current employment |
| B••••••••• W••••• A•••••••• L•• | No RAUM reported | Apr 20, 2017 | Oct 8, 2019 | no | Greenville, SC|Simpsonville, SC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••••••••• W••••• A•••••••• L•• | J••• W••••• • R••••••••• L•• | Oct 8, 2019 | Aug 9, 2019 | -60 | Firm change after gap | RIA to state RIA |
| C••••••••• W•••••• L•• | B••••••••• W••••• A•••••••• L•• | Apr 13, 2017 | Apr 20, 2017 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 137658:304253:SC:2019-10-08 | Oct 8, 2019 | Aug 9, 2019 | SIMPSONVILLE, SC | Firm change after gap |
| C••••••••• W•••••• L•• | Independent wealth | Mar 20, 2017 | Apr 13, 2017 | no | Greenville, SC|OVERLAND PARK, KS | Previous registration |
| B••••••••• W••••• A•••••••• L•• | No RAUM reported | Feb 18, 2016 | Apr 5, 2017 | no | Estero, FL|Greenville, SC|Greenville, SC | Previous registration |
| 7 |
| Firm change |
| Other |
| B••••••••• W••••• A•••••••• L•• | C••••••••• W•••••• L•• | Apr 5, 2017 | Mar 20, 2017 | -16 | Firm change | Other |