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Advisor at MARINER
San Juan, PR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Mariner | Bd affiliated wealth | Jan 6, 2026 | n/a | yes | San Juan, PR | Current employment |
| MARINER WEALTH ADVISORS | Former SEC adviser | Mar 20, 2024 | Jan 6, 2026 | no | San Juan, PR | Previous registration |
| FINANCIAL PLANNING GROUP CORP | n/a | Oct 20, 2000 | Sep 30, 2005 | no | HATO REY, PR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MARINER WEALTH ADVISORS | Mariner | Jan 6, 2026 | Jan 6, 2026 | 0 | Firm change | RIA to ibd |
| FINANCIAL PLANNING GROUP CORP | MARINER WEALTH ADVISORS | Sep 30, 2005 | Mar 20, 2024 | 6,746 | Firm change after gap | Other |