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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

LUKAS JAMES SMART

Advisor at DIMENSIONAL FUND ADVISORS LP

AUSTIN, TX

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Search this name across graphsid dfx:ria:9c605cc7-3a28-d6f5-772a-c12773edbd28

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 21, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DIMENSIONAL FUND ADVISORS LP
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 21, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Feb 8, 2008
First registration: Nov 21, 2001
Dual registered: yes, broker-dealer
Other names: LUKAS SMART|LUKAS SMART
IAPD individual key: 4427237

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DIMENSIONAL FUND ADVISORS LP	Asset manager	Apr 9, 2024	n/a	yes	AUSTIN, TX	Current employment
BLACKROCK INVESTMENT MANAGEMENT, LLC	Asset manager	May 4, 2021	Mar 11, 2024	no	New York, NY\|PRINCETON, NJ\|PRINCETON, NJ	Previous registration
DIMENSIONAL SMARTNEST (US) LLC	Former SEC adviser	Dec 2, 2013	Oct 30, 2014	no	AUSTIN, TX	Previous registration
DIMENSIONAL FUND ADVISORS LP	Asset manager	Feb 12, 2008	Feb 25, 2021	no	AUSTIN, TX	Previous registration
MORGAN STANLEY DW INC.	n/a	Nov 21, 2001	Jun 21, 2002	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BLACKROCK INVESTMENT MANAGEMENT, LLC	DIMENSIONAL FUND ADVISORS LP	Mar 11, 2024	Apr 9, 2024	29	Firm change	Other
DIMENSIONAL FUND ADVISORS LP	DIMENSIONAL SMARTNEST (US) LLC	Feb 25, 2021	Dec 2, 2013	-2,642	Firm change after gap	Other
DIMENSIONAL SMARTNEST (US) LLC	BLACKROCK INVESTMENT MANAGEMENT, LLC	Oct 30, 2014	May 4, 2021	2,378	Firm change after gap	Other
MORGAN STANLEY DW INC.	DIMENSIONAL FUND ADVISORS LP	Jun 21, 2002	Feb 12, 2008	2,062	Firm change after gap	Other

Relationships

Registered with (4)

→ DIMENSIONAL FUND ADVISORS LPRegistered adviserregistration: previous registration
Feb 12, 2008 to Feb 25, 2021factForm ADV
→ BLACKROCK INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 4, 2021 to Mar 11, 2024factForm ADV
→ DIMENSIONAL SMARTNEST (US) LLCRegistered adviserregistration: previous registration
Dec 2, 2013 to Oct 30, 2014factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Nov 21, 2001 to Jun 21, 2002factForm ADV

Dated events

Occurred
Mar 11, 2024
Advisor changed firm
Lukas James Smart left Blackrock Investment Management, Llc for Dimensional Fund Advisors Lp (registered 2024-04-09)
Form ADVobserved 6 days ago