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Advisor at FOCUS PARTNERS WEALTH, LLC
CLAYTON, MO | ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOCUS PARTNERS WEALTH, LLC | Independent wealth | Jul 1, 2024 | n/a | yes | ST. LOUIS, MO|CLAYTON, MO | Current employment |
| BUCKINGHAM STRATEGIC WEALTH, LLC | Former SEC adviser | Sep 3, 2015 | Jul 1, 2024 | no | ST LOUIS, MO | Previous registration |
| HM CAPITAL MANAGEMENT, LLC | Former SEC adviser | Aug 26, 2010 | Aug 31, 2015 | no | CLAYTON, MO | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Aug 15, 2008 | Jul 29, 2010 | no | Clayton, MO | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 12, 2005 | Aug 7, 2008 | no | CLAYTON, MO|CLAYTON, MO | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Sep 21, 2004 | Aug 17, 2005 | no | ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BUCKINGHAM STRATEGIC WEALTH, LLC | FOCUS PARTNERS WEALTH, LLC | Jul 1, 2024 | Jul 1, 2024 | 0 | Bulk transfer | RIA to RIA |
| HM CAPITAL MANAGEMENT, LLC | BUCKINGHAM STRATEGIC WEALTH, LLC | Aug 31, 2015 | Sep 3, 2015 | 3 | Firm change | Other |
| CHARLES SCHWAB & CO., INC. | HM CAPITAL MANAGEMENT, LLC | Jul 29, 2010 | Aug 26, 2010 | 28 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CHARLES SCHWAB & CO., INC. | Aug 7, 2008 | Aug 15, 2008 | 8 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY DW INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Aug 17, 2005 | Aug 12, 2005 | -5 | Firm change | Other |