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M••••• A• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

M••••• A• M•••••••

Advisor at C••••••••• W••••• A•••••••

MOUNT PLEASANT, SC

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Search this name across graphsid dfx:ria:9c7c8e69-5f55-f3e3-6f3e-c68f0a45b40a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 23, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W••••• A•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 19, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W••••• A•••••••	State registered	Jun 3, 2022	n/a	yes	MOUNT PLEASANT, SC	Current employment
I••••••••• A•••••• G••••	Independent wealth	Feb 18, 2021	Dec 5, 2022	no	HANCOCK, NY\|MT PLEASANT, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• A•••••• G••••	C••••••••• W••••• A•••••••	Dec 5, 2022	Jun 3, 2022	-185	Firm change after gap	RIA to state RIA
T•• I••••••••• A•••••• A••••••• L••	I••••••••• A•••••• G••••	Feb 26, 2021	Feb 18, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
125185:312448:GA:2021-02-26	Feb 26, 2021	Feb 18, 2021	ATLANTA, GA	Firm change

Relationships

Registered with (4)

→ C••••••••• W••••• A•••••••Registered adviserregistration: current employment
Jun 3, 2022 to presentfactForm ADV
→ I••••••••• A•••••• G••••Registered adviserregistration: previous registration
Feb 18, 2021 to Dec 5, 2022factForm ADV
→ T•• I••••••••• A•••••• A••••••• L••Registered adviserregistration: previous registration
Aug 8, 2008 to Feb 26, 2021factForm ADV
→ M••••• S•••••• D• I•••Registered adviser

Dated events

Occurred
Dec 5, 2022
A•••••• firm change
M••••• A• M••••••• left I••••••••• A•••••• G•••• for C••••••••• W••••• A••••••• (registered 2022-06-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9c7c8e69-5f55-f3e3-6f3e-c68f0a45b40a
First observed: Nov 23, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.