DFX Intelligence

T•• L•••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

T•• L•••• S•••••••

Advisor at L•• F•••••••• L••

CARMEL, IN

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Search this name across graphsid dfx:ria:9c891460-a711-0c0c-3b71-be179e405bce

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Mar 5, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 5, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jul 16, 2025	n/a	yes	CARMEL, IN	Current employment
K•• I••••••••• S••••••• L••	Bd affiliated wealth	May 8, 2024	Jul 21, 2025	no	BROOKLYN, OH\|INDIANAPOLIS, IN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•• I••••••••• S••••••• L••	L•• F•••••••• L••	Jul 21, 2025	Jul 16, 2025	-5	Firm change	Ibd to ibd
P•••• S••••••••• L••	K•• I••••••••• S••••••• L••	Nov 21, 2023	May 8, 2024

Relationships

Registered with (8)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jul 16, 2025 to presentfactForm ADV
→ K•• I••••••••• S••••••• L••Registered adviserregistration: previous registration
May 8, 2024 to Jul 21, 2025factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Nov 15, 2023 to Nov 21, 2023factForm ADV
→ M••••••• I••••••••• A•••••••• I•••

Dated events

Occurred
Jul 21, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 21, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9c891460-a711-0c0c-3b71-be179e405bce
First observed: Mar 5, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.