DFX Intelligence

D••••• A•• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)48 years in industry

D••••• A•• J••••••

Advisor at H•••••• I••••••••• I•••

COLUMBUS, WI

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Search this name across graphsid dfx:ria:9c89a98d-6c9f-27b3-2855-31ffd9a91d82

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 22, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• I••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 1978earliest registration or exam on IAPD
Years in industry: 48derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• I••••••••• I•••	Independent wealth	Jan 2, 2018	n/a	yes	COLUMBUS, WI	Current employment
G••••• F•••••••• P•••••• C••••••• I•••	Former SEC adviser	Jun 9, 2014	Dec 31, 2017	no	COLUMBUS, WI\|SARASOTA, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• F•••••••• P•••••• C••••••• I•••	H•••••• I••••••••• I•••	Dec 31, 2017	Jan 2, 2018	2	Firm change	Other
L•••••• I•••••••••	G••••• F•••••••• P•••••• C••••••• I•••	Jun 9, 2014	Jun 9, 2014

Relationships

Registered with (4)

→ H•••••• I••••••••• I•••Registered adviserregistration: current employment
Jan 2, 2018 to presentfactForm ADV
→ G••••• F•••••••• P•••••• C••••••• I•••Registered adviserregistration: previous registration
Jun 9, 2014 to Dec 31, 2017factForm ADV
→ L•••••• I•••••••••Registered adviserregistration: previous registration
Aug 2, 2010 to Jun 9, 2014factForm ADV
→ G•••• A••••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9c89a98d-6c9f-27b3-2855-31ffd9a91d82
First observed: Mar 22, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.