DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
F•• C•••••• H•••••••, LLC, CRD 153189
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| C•••••• F•••••• C•• I• L••• | Securitized Asset Fund | $97.2M | Mar 30, 2012 | 14 | Mar 30, 2012 | dropped | n/a |
| K•••••• I• C••• L••• | Securitized Asset Fund | $23.2M |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| A••• P•••• J••••• | CHIEF COMPLIANCE OFFICER | Na | yes | 05/2015 | Apr 1, 2016 | Mar 30, 2018 |
| S•••••• C•••••• B• I••• | DIRECT OWNER - SHAREHOLDER | E | yes | 04/2016 | Mar 30, 2012 | Mar 30, 2018 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| Z•••••• C•••••• M••••••••• L•• | n/a | Former SEC adviser | $11B | N | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Chicago | IL | United States | 3 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2017 | Mar 30, 2018 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2017 | $22.1M | $137M | -83.9% | $258M | -55.9% | 1 | 1 | 1 | n/a |
| 7 |
| Mar 30, 2012 |
| dropped |
| n/a |
| G•••••• F•••••• C•• I•• L••• | Securitized Asset Fund | $17.6M | Mar 30, 2018 | 6 | Mar 30, 2012 | reported | n/a |
| A•• A•• 2•••••• L•••••• | Securitized Asset Fund | $11.4M | Mar 30, 2018 | 7 | Mar 30, 2012 | reported | n/a |
| G•••••• F•••••• C•• I••• L••• | Securitized Asset Fund | $9.6M | Mar 30, 2018 | 7 | Mar 30, 2012 | reported | n/a |
| A•• A•• 2•••••• L•••••• | Securitized Asset Fund | $9.0M | Mar 30, 2018 | 4 | Mar 30, 2012 | reported | n/a |
| A•• A•• 2•••••• L•••••• | Securitized Asset Fund | $1.1M | Mar 30, 2018 | 11 | Mar 30, 2012 | reported | n/a |
| A•• A•• 2•••••• L•••••• | Securitized Asset Fund | $119,671 | Mar 30, 2018 | 9 | Mar 30, 2012 | reported | n/a |
| A•• A•• 2•••••• L•••••• | Securitized Asset Fund | $13,597 | Mar 30, 2018 | 10 | Mar 30, 2012 | reported | n/a |
| A•• A•• 2•••••• L•••••• | Securitized Asset Fund | $0 | Mar 30, 2018 | 6 | Mar 30, 2012 | reported | n/a |
| A•• A•• 2•••••• L•• | Securitized Asset Fund | $0 | Mar 30, 2018 | 19 | Mar 30, 2012 | reported | n/a |
| 100% OWNER OF S••••• V•••••• |
| Na |
| yes |
| 04/2016 |
| Nov 4, 2016 |
| Mar 30, 2018 |
| S••••• F•••••••• C•••• | PARENT COMPANY OF S••••• V•••••• | F | yes | 05/2015 | Apr 1, 2016 | Mar 30, 2018 |
| S••••• V•••••• C••• | INDIRECT OWNER | E | yes | 04/2016 | Nov 4, 2016 | Mar 30, 2018 |
| S••••• V•••••• C•••• | 1••• O•••• O• S•••••• C•••••• B• I•• | Na | yes | 04/2016 | May 9, 2016 | Mar 30, 2018 |
| $22.1M |
| $22.1M |
| 1 |
| 1 |
| 1 |
| 9 |
| $48.9M |
| 2016 | Mar 31, 2017 | $137M | $137M | 1 | 1 | n/a | 7 | $137M |
| 2015 | Apr 1, 2016 | $137M | $137M | 2 | 2 | n/a | 7 | $137M |
| 2014 | Mar 24, 2015 | $258M | $258M | 2 | 2 | n/a | 8 | $258M |
| 2013 | Apr 24, 2014 | $377M | $377M | 2 | 2 | n/a | 9 | $377M |
| 2012 | Apr 2, 2013 | $554M | $554M | 4 | 3 | n/a | 14 | $554M |
| 2011 | Mar 30, 2012 | $886M | $886M | n/a | n/a | n/a | 16 | $886M |