DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 135622
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| ZLCM GROUP TRUST - CORE FIXED INCOME FUND | Other Private Fund | $97.7M | Apr 17, 2012 | 4 | Jan 27, 2012 | dropped | 021-108099 |
| FIDUCIARY PARTNERS FUND, L.P. | Hedge Fund | $71.3M | Jan 25, 2017 | 54 | Mar 29, 2012 | dropped | 021-177252 |
| CROWN POINT CLO IV, LTD. | Securitized Asset Fund | $29.5M | Jan 25, 2017 | 1 | Mar 29, 2016 | dropped | n/a |
| CREDIT OPPORTUNITIES FUND II LTD. | Hedge Fund | $16.5M | Apr 17, 2012 | 1 | Jan 27, 2012 | dropped | n/a |
| CREDIT OPPORTUNITIES MASTER FUND LTD. | Hedge Fund | $10.0M | Apr 17, 2012 | 2 | Jan 27, 2012 | dropped | n/a |
| ZLCM TRUST - CREDIT OPPORTUNITIES FUND | Hedge Fund | $10.0M | Apr 17, 2012 | 14 | Jan 27, 2012 | dropped | 021-107354 |
| ZLCM TRUST - CORE FIXED INCOME FUND | Other Private Fund | $6.7M | Apr 17, 2012 | 6 | Jan 27, 2012 | dropped | 021-107354 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| 1251 ASSET MANAGEMENT PAYCO, LLC | Member | E | yes | 10/2018 | Apr 16, 2020 | Apr 16, 2020 |
| 1251 ASSET MANAGEMENT PLATFORM, LLC | DIRECT OWNER | E | yes | 03/2020 | Apr 16, 2020 | Apr 16, 2020 |
| 1251 CAPITAL GROUP HOLDINGS, LLC | Shareholder | F | yes | 10/2018 | Apr 16, 2020 | Apr 16, 2020 |
| 1251 CAPITAL GROUP, INC | MANAGING MEMER | E | yes | 10/2018 | Apr 16, 2020 | Apr 16, 2020 |
| 1251 FINANCING COMPANY, LLC | Member | E | yes | 10/2018 | Apr 16, 2020 | Apr 16, 2020 |
| ANGELL, WILEY, D | CHIEF INVESTMENT OFFICER - FAMCO GROUP | Na | yes | 04/2015 | Apr 16, 2020 | Apr 16, 2020 |
| ANSBRO, RENEE, MARIE | CHIEF FINANCIAL OFFICER | Na | yes | 05/2016 | Mar 27, 2019 | Apr 16, 2020 |
| BRINCKERHOFF, JOHN, KANE | CHIEF MARKETING OFFICER | Na | yes | 09/2016 | Sep 20, 2016 | Apr 16, 2020 |
| BRIZIUS, CHARLES, ALBERT | MEMBER/MANAGER | F | yes | 06/2016 | Apr 16, 2020 | Apr 16, 2020 |
| GLIDDEN, GREG | CHIEF EQUITY STRATEGIST | Na | yes | 01/2019 | Apr 16, 2020 | Apr 16, 2020 |
| HAILER, JOHN, THOMAS | MEMBER/MANAGER | D | yes | 01/2018 | Apr 16, 2020 | Apr 16, 2020 |
| HORN, PAULA, MARIE | CHIEF INVESTMENT OFFICER - FIXED INCOME | Na | yes | 05/2010 | Jan 27, 2012 | Apr 16, 2020 |
| KOWIESKI, MATTHEW, JOHN | DIRECTOR OF OPERATIONS | Na | yes | 05/2015 | Apr 16, 2020 | Apr 16, 2020 |
| MAGUIRE, CHRISTOPHER, JAMES | Member | F | yes | 07/2016 | Apr 16, 2020 | Apr 16, 2020 |
| PATEL, DEVANSH, D. | MANAGING DIRECTOR | Na | yes | 09/2014 | Apr 16, 2020 | Apr 16, 2020 |
| ROBERTS, SCOTT, ALLEN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | Na | yes | 05/2010 | Jan 27, 2012 | Apr 16, 2020 |
| SINGH, MONIKA, KUMARI | CHIEF COMPLIANCE OFFICER | Na | yes | 09/2019 | Sep 19, 2019 | Apr 16, 2020 |
| WILSON, MICHAEL, ARTHUR ROSS | Member | F | yes | 07/2016 | Apr 16, 2020 | Apr 16, 2020 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| ST. LOUIS | Mo | United States | 15 | no |
| Milwaukee | Wi | United States | 6 | no |
| ST. LOUIS | Mo | United States | 4 | no |
| SAN FRANCISCO | CA | United States | 2 | yes |
| NEW YORK | NY | United States | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2019 | Feb 25, 2020 | $11B | $11B | 86 | 36 | 5 | 1 | $41.0M |
| 2018 | Mar 27, 2019 | $10B | $10B | 81 | 40 | 4 | n/a | n/a |
| 2017 | Mar 28, 2018 | $9.9B | $9.9B | 82 | 41 | 4 | n/a | n/a |
| 2016 | Mar 15, 2017 | $11B | $11B | 78 | 43 | n/a | n/a | n/a |
| 2015 | Mar 9, 2016 | $9.8B | $9.7B | 73 | 35 | n/a | 1 | $71.3M |
| 2014 | Mar 17, 2015 | $5.7B | $5.7B | 61 | 27 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $4.7B | $4.6B | 46 | 19 | n/a | n/a | n/a |
| 2012 | Apr 1, 2013 | $4.0B | $4.0B | 48 | 20 | n/a | n/a | n/a |
| 2011 | Mar 29, 2012 | $3.6B | $3.5B | n/a | n/a | n/a | 5 | $141M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2019 | $11B | $10B | 6.3% | $11B | 0.2% | 86 | 81 | 5 | 4 |