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CRD 111268
BETHLEHEM, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| J••• G••••• Y••••• | n/a | ORLANDO, FL | ROCK HILL, NY | BETHLEHEM, PA | 21 | 25 | n/a | no |
| J•••• M•••••• B••••••• | Certified Financial Planner | NORTHAMPTON, PA | BETHLEHEM, PA | 19 | 32 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B•••••••• J••••• M•••••• | PRESIDENT AND SENIOR WEALTH MANAGER | B | yes | 01/2007 | Mar 20, 2014 | Dec 10, 2024 |
| Y•••••• L••••• E••••• | CHIEF COMPLIANCE OFFICER AND SENIOR WEALTH MANAGER | Na | yes | 06/2022 | Jul 22, 2022 | Dec 10, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $730M | $646M | 13.0% | $525M | 11.6% | 11 | 11 | 5 | 5 |
| no |
| L•••• E••••• Y••••• | Certified Financial Planner | EAST STROUDSBURG, PA | BETHLEHEM, PA | 8 | 25 | n/a | no |
| M•••••• R••• S•••• | Certified Financial Planner | BETHLEHEM, PA | HARLEYSVILLE, PA | 6 | 13 | 3 | no |
| J••••• G•••••• C•••• | Certified Financial Planner | PHOENIXVILLE, PA | BETHLEHEM, PA | 3 | 19 | 1 | no |
| Y•••••• J•••• G••••• |
| CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER AND SENIOR WEALTH MANAGER |
| C |
| yes |
| 06/2022 |
| Mar 12, 2012 |
| Dec 10, 2024 |
| Y•••••• W••••••• J••• | Shareholder | D | yes | 11/1996 | Mar 12, 2012 | Dec 10, 2024 |
| Feb 12, 2026 |
| $730M |
| $730M |
| 11 |
| 6 |
| 5 |
| n/a |
| n/a |
| 2024 | Mar 3, 2025 | $646M | $646M | 11 | 6 | 5 | n/a | n/a |
| 2023 | Mar 15, 2024 | $591M | $591M | 11 | 6 | 5 | n/a | n/a |
| 2022 | Mar 16, 2023 | $525M | $525M | 11 | 6 | 1 | n/a | n/a |
| 2021 | Feb 28, 2022 | $588M | $588M | 12 | 5 | 1 | n/a | n/a |
| 2020 | Mar 5, 2021 | $503M | $503M | 12 | 7 | 1 | n/a | n/a |
| 2019 | Mar 28, 2020 | $445M | $445M | 12 | 5 | 1 | n/a | n/a |
| 2018 | Mar 21, 2019 | $400M | $400M | 9 | 5 | 1 | n/a | n/a |
| 2017 | Mar 15, 2018 | $408M | $408M | 8 | 4 | 1 | n/a | n/a |
| 2016 | Mar 20, 2017 | $343M | $343M | 6 | 3 | n/a | n/a | n/a |
| 2015 | Mar 8, 2016 | $308M | $304M | 6 | 3 | n/a | n/a | n/a |
| 2014 | Mar 25, 2015 | $310M | $304M | 6 | 3 | n/a | n/a | n/a |
| 2013 | Mar 20, 2014 | $268M | $260M | 6 | 3 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $234M | $214M | 5 | 3 | n/a | n/a | n/a |
| 2011 | Mar 12, 2012 | $221M | $196M | n/a | n/a | n/a | n/a | n/a |