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M•••••• R••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

M•••••• R••• S••••

Advisor at T••••• P•••••• W•••••• I•••

BETHLEHEM, PA | HARLEYSVILLE, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9e7ea832-28de-97d6-fcc6-454057e4d1be

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 20, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• P•••••• W•••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 15, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• P•••••• W•••••• I•••	Independent wealth	May 5, 2020	n/a	yes	BETHLEHEM, PA\|HARLEYSVILLE, PA	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Nov 22, 2017	Apr 7, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	T••••• P•••••• W•••••• I•••	Apr 7, 2020	May 5, 2020	28	Firm change	Ibd to RIA
P•• W••••• M•••••••••	C•••••• S••••• • C••• I•••	Oct 17, 2017

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
250:129052:MO:2015-01-28	Feb 2, 2015	Feb 26, 2015	MARYLAND HEIGHTS, MO	Firm change

Relationships

Registered with (4)

→ T••••• P•••••• W•••••• I•••Registered adviserregistration: current employment
May 5, 2020 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Nov 22, 2017 to Apr 7, 2020factForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
Feb 26, 2015 to Oct 17, 2017factForm ADV
→ E••••• J••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9e7ea832-28de-97d6-fcc6-454057e4d1be
First observed: Mar 20, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.