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Advisor at TCP ASSET MANAGEMENT, LLC
UPPER ARLINGTON, OH | Las Vegas, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TCP ASSET MANAGEMENT, LLC | Independent wealth | Jun 11, 2024 | n/a | yes | UPPER ARLINGTON, OH|Las Vegas, NV | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | May 23, 2024 | no | LAS VEGAS, NV|CHARLOTTE, NC|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|Las Vegas, NV|ST. LOUIS, MO|MINNEAPOLIS, MN | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Feb 10, 2005 | Jan 3, 2011 | no | LAS VEGAS, NV|LAS VEGAS, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | TCP ASSET MANAGEMENT, LLC | May 23, 2024 | Jun 11, 2024 | 19 | Firm change | Wirehouse to RIA |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |