DFX Intelligence

N•• H•••••• M••••••• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM 100m 1b

N•• H•••••• M••••••• L••••••

CRD 166493

PORT LOUIS

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Data as of Mar 31, 2014 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Mar 31, 2014 to Mar 31, 2014
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $156M••• Locked
Discretionary RAUM: $156M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
N•• H•••••• O••••••••• M••••• F•••	Hedge Fund	$182M	Mar 20, 2026	13	Mar 31, 2014	reported	021-241988

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• T•••• ••••••• L••••••	Trustee	F	yes	04/2007	Mar 31, 2014	Mar 31, 2014
N•• H•••••• M••••••• L••••••	SOLE SHAREHOLDER, N•• H•••••• ADVISORS	E	yes	11/2008	Mar 31, 2014	Mar 31, 2014

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
N••• C••••••••• F••	n/a	n/a	n/a	Y	yes	n/a
N•• H•••••• A••••••• ••••••• A•••••••	n/a	n/a	n/a	Y	yes	n/a

Relationships

Advises (1)

→ N•• H•••••• O••••••••• M••••• F•••Private fundHedge Fund, ERA
Mar 31, 2014 to presentfactForm ADV

Controls (4)

← N•• H•••••• M••••••• L••••••OwnerSOLE SHAREHOLDER, N•• H•••••• ADVISORS, ownership code E, foreign entity
Mar 31, 2014 to presentfactForm ADV
← A•••••• T•••• ••••••• L••••••OwnerTRUSTEE, ownership code F, foreign entity
Mar 31, 2014 to presentfactForm ADV
← P•••••••• T••••Owner

Dated events

Order

Occurred
31 Mar 2014
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 31, 2014
Last observed: Mar 31, 2014 151 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.