DFX Intelligence

A••••• C••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

A••••• C••••••

A••••• C•••••• MANAGEMENT, LLC, CRD 131423

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Search this name across graphsid dfx:ria:9c9ff93c-f66a-9c82-74d7-5b64914a9dfb

Data as of Jun 6, 2025 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 7
On other graphs: 1
Observed: Apr 5, 2012 to Jun 6, 2025
27 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

A••••• C••••••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $446M••• Locked
Discretionary RAUM: $425M
Private client RAUM: $399Mderived••• Locked
Private client share: 90%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• S••••• K•••••	Member	D	yes	06/2001	Apr 5, 2012	Mar 27, 2024
H•••••••• D••••• J••••	MEMBER, CHIEF INVESTMENT OFFICER	D	yes	04/2009	Apr 5, 2012	Mar 27, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	4	-4	n/a	0	0	0	0	4

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$446M	$391M	13.8%	$372M	6.2%	6	7	0	0

Relationships

Registered with (4)

← S•••• K••••• A••••Advisorregistration: previous registration
Nov 8, 2004 to Jan 29, 2026factForm ADV
← D•••• J•••• H•••••••Advisorregistration: previous registration
Nov 16, 2004 to Jan 29, 2026factForm ADV
← K••••• M•••• C•••••••Advisorregistration: previous registration
Jul 18, 2012 to Jan 2, 2026factForm ADV
← Z•••••• P••• B••••••••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jan 29, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 29, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 2, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9c9ff93c-f66a-9c82-74d7-5b64914a9dfb
First observed: Apr 5, 2012
Last observed: Jun 6, 2025 15 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.