DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Ascent Capital
Legal name Ascent Capital Management, LLC
Latest filing Jun 6, 2025
First filing on the tape Apr 5, 2012 · 27 filings
SEC status approved since Jun 1, 2004
RAUM
$446M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
90%
$399M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$446M as of Jun 6, 2025
Apr 5, 2012$115M then
HNW client RAUM$136M as of Jun 6, 2025
Mar 20, 2018$125M then
State-registered IARs (5.B.3)5 as of Jun 6, 2025
Apr 5, 20120 then
Employees (5.A)6 as of Jun 6, 2025
Apr 1, 20136 then
Private funds: no history
RAUM +14% over the last fiscal year+6.2% a year over threeIARs 6 to 5
Practice profile
derived from the filing of Jun 6, 2025; every figure names its basis
- RAUM per advisor
- $89.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 70derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $9.7MderivedHNW RAUM over HNW clients
- Average account
- $369,774derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 10%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- -17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.7%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$263M59%
- High-net-worth individuals$136M31%
- Pension and profit-sharing plans$28.8M6.5%
- Charitable organizations$17.9M4.0%
- Individual clients
- 337reported
- HNW clients
- 14reported
- Pension plan clients
- 25reported
- Charitable clients
- n/areported
- Accounts
- 1,205reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
4 left, 0 joined in 12 months
net -4 in 12 months0 left in 90 days0 joined in 90 days4 left over 36 months
Left, latest
- Devin James Harrigan to FartherJan 29, 2026 · RIA to RIA
- Scott Kemper Agnew to Deschutes Investment Consulting, LLCJan 29, 2026 · Other
- Krista Marie Charlton to Coldstream Wealth ManagementJan 2, 2026 · RIA to RIA
- Zachery Paul Boskovich to FartherJan 2, 2026 · RIA to RIA
Joined, latest
- Zachery Paul Boskovich from Washington Trust AdvisorsSep 20, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Kemper Scott Agnew · Membercontrolsince 06/2001 · owns 50% to 75%
- James Devin Harrigan · Member, Chief Investment Officercontrolsince 04/2009 · owns 50% to 75%
- Mitchell Jeffrey Press · Ccosince 11/2021 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bend, Or · principal | 0 | 0 | 4 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 251-500 to 251-500Mar 10, 2025 to Jun 6, 2025
- Accounts · 1,094 to 1,205Mar 27, 2024 to Mar 10, 2025
- Advisory employees · 6 to 5Mar 27, 2024 to Mar 10, 2025
- HNW clients · 91 to 14Mar 27, 2024 to Mar 10, 2025
- Individual clients · 241 to 337Mar 27, 2024 to Mar 10, 2025
- Pension plan clients · 24 to 25Mar 27, 2024 to Mar 10, 2025
- Employees · 7 to 6Mar 27, 2024 to Mar 10, 2025
- State-registered IARs · 6 to 5Mar 27, 2024 to Mar 10, 2025
- Discretionary RAUM · $372M to $425MMar 27, 2024 to Mar 10, 2025
- HNW RAUM · $282M to $136MMar 27, 2024 to Mar 10, 2025
- Individual RAUM · $65.6M to $263MMar 27, 2024 to Mar 10, 2025
- Non-discretionary RAUM · $19.5M to $20.8MMar 27, 2024 to Mar 10, 2025
- Pension RAUM · $28.3M to $28.8MMar 27, 2024 to Mar 10, 2025
- RAUM · $391M to $446MMar 27, 2024 to Mar 10, 2025
- Accounts · 1,126 to 1,094May 31, 2023 to Mar 27, 2024
- HNW clients · 156 to 91May 31, 2023 to Mar 27, 2024
- Individual clients · 184 to 241May 31, 2023 to Mar 27, 2024
- Pension plan clients · 18 to 24May 31, 2023 to Mar 27, 2024
- Employees · 8 to 7May 31, 2023 to Mar 27, 2024
- Discretionary RAUM · $332M to $372MMay 31, 2023 to Mar 27, 2024
- HNW RAUM · $293M to $282MMay 31, 2023 to Mar 27, 2024
- Individual RAUM · $22.6M to $65.6MMay 31, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $16.5M to $19.5MMay 31, 2023 to Mar 27, 2024
- Pension RAUM · $19.4M to $28.3MMay 31, 2023 to Mar 27, 2024
- RAUM · $349M to $391MMay 31, 2023 to Mar 27, 2024
- Business name · ASCENT CAPITAL MANAGEMENT, LLC to ASCENT CAPITALMar 29, 2023 to Apr 25, 2023
- Accounts · 1,101 to 1,126May 19, 2022 to Mar 29, 2023
- Advisory employees · 5 to 6May 19, 2022 to Mar 29, 2023
- HNW clients · 153 to 156May 19, 2022 to Mar 29, 2023
- Individual clients · 176 to 184May 19, 2022 to Mar 29, 2023
- Employees · 7 to 8May 19, 2022 to Mar 29, 2023
- State-registered IARs · 5 to 6May 19, 2022 to Mar 29, 2023
- Discretionary RAUM · $358M to $332MMay 19, 2022 to Mar 29, 2023
- HNW RAUM · $312M to $293MMay 19, 2022 to Mar 29, 2023
- Individual RAUM · $28.9M to $22.6MMay 19, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $14.6M to $16.5MMay 19, 2022 to Mar 29, 2023
- Pension RAUM · $17.1M to $19.4MMay 19, 2022 to Mar 29, 2023
- RAUM · $372M to $349MMay 19, 2022 to Mar 29, 2023
- Accounts · 829 to 1,101Jan 20, 2022 to Mar 31, 2022
- HNW clients · 205 to 153Jan 20, 2022 to Mar 31, 2022
Signals
7 dated events
- Ascent Capital no longer on the SEC adviser roster (last listed 2026-01-02, RAUM $445.6M)Feb 2, 2026 · Left the SEC roster · derived
- Scott Kemper Agnew left Ascent Capital for Deschutes Investment Consulting, Llc (registered 2025-12-17)Jan 29, 2026 · Advisor changed firm · fact
- Devin James Harrigan left Ascent Capital for Farther (registered 2025-12-03)Jan 29, 2026 · Advisor changed firm · fact
- Krista Marie Charlton left Ascent Capital for Coldstream Wealth Management (registered 2025-12-23)Jan 2, 2026 · Advisor changed firm · fact
- Zachery Paul Boskovich left Ascent Capital for Farther (registered 2025-12-01)Jan 2, 2026 · Advisor changed firm · fact
- Bailey Wesley Price (Member) no longer on Schedule A of Ascent Capital (listed 2019-07-25, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Sue Candace Fronk (Member) no longer on Schedule A of Ascent Capital (listed 2019-03-20, absent 2019-07-25)Jul 25, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026