DFX Intelligence

D•••••• A• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

D•••••• A• C••••••

Advisor at V••• F•••••••• A•••••••• I•••

Clifton Park, NY | WINDSOR, CT

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Search this name across graphsid dfx:ria:9cab5eb6-5784-b224-0406-fddec3f1328e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 20, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••• F•••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 7, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Apr 3, 2023	n/a	yes	WINDSOR, CT\|Clifton Park, NY	Current employment
M•••••• • N••••• A•••••••• L••	Mixed wealth	Apr 6, 2021	Oct 6, 2022	no	Clifton park, NY\|FAIRPORT, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• • N••••• A•••••••• L••	V••• F•••••••• A•••••••• I•••	Oct 6, 2022	Apr 3, 2023	179	Firm change	RIA to ibd
T••••••• B•••••• A•• R••••••••• A•••••••	M•••••• • N••••• A•••••••• L••	Jun 29, 2020	Apr 6, 2021

Relationships

Registered with (3)

→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: current employment
Apr 3, 2023 to presentfactForm ADV
→ M•••••• • N••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 6, 2021 to Oct 6, 2022factForm ADV
→ T••••••• B•••••• A•• R••••••••• A•••••••Registered adviserregistration: previous registration
Jun 20, 2018 to Jun 29, 2020factForm ADV

Dated events

Occurred
Oct 6, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9cab5eb6-5784-b224-0406-fddec3f1328e
First observed: Jun 20, 2018
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.