DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Deborah A Collins
Feed of 09/15/2026
Also filed as Deborah Frail
At current firm
3 y
since Apr 3, 2023
In the industry
30 y
since Sep 7, 1996 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Voya Financial Advisors, Inc. BD affiliated currentsince Apr 3, 2023 · Windsor, Ct
- Manning & Napier Advisors, LLC mixed wealthApr 6, 2021 to Oct 6, 2022 · Clifton Park, Ny
- Trueplan Benefit And Retirement Advisors institutionalJun 20, 2018 to Jun 29, 2020 · Rensselaer, Ny
Moves
a registration end followed by a registration begin elsewhere
- Manning & Napier Advisors, LLC to Voya Financial Advisors, Inc.left Oct 6, 2022, registered Apr 3, 2023 (179 days) · RIA to affiliated broker-dealer or bank
- Trueplan Benefit And Retirement Advisors to Manning & Napier Advisors, LLCleft Jun 29, 2020, registered Apr 6, 2021 (281 days) · Other
Signals
- Deborah A Collins left Manning & Napier Advisors, Llc for Voya Financial Advisors, Inc. (registered 2023-04-03)Oct 6, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address