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Advisor at RANGE FINANCIAL GROUP, LLC
TIGARD, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RANGE FINANCIAL GROUP, LLC | Independent wealth | Nov 11, 2024 | n/a | yes | TIGARD, OR | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Nov 27, 2018 | Oct 23, 2020 | no | TIGARD, OR | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Sep 1, 2017 | Sep 10, 2018 | no | MINNEAPOLIS, MN|PORTLAND, OR | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | Aug 14, 2012 | no | IRVINE, CA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Oct 23, 2009 | Jan 3, 2011 | no | NEWPORT BEACH, CA|NEWPORT BEACH, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Sep 10, 2007 | Oct 20, 2009 | no | IRVINE, CA|LAGUNA BEACH, CA|FOOTHILL RANCH, CA|LOS ANGELES, CA|IRVINE, CA|IRVINE, CA|NEWPORT BEACH, CA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Jul 25, 2002 | Sep 12, 2007 | no | SANTA ANA, CA|GARDEN GROVE, CA|GARDEN GROVE, CA|COSTA MESA, CA|NEWPORT BEACH, CA|SANTA ANA, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 3, 1999 | May 24, 2002 | no | CARMEL, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | RANGE FINANCIAL GROUP, LLC | Oct 23, 2020 | Nov 11, 2024 | 1,480 | Firm change after gap | Ibd to RIA |
| WELLS FARGO ADVISORS | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Sep 10, 2018 | Nov 27, 2018 | 78 | Firm change | Wirehouse to ibd |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |
| WELLS FARGO ADVISORS | WELLS FARGO INVESTMENTS, LLC | Oct 20, 2009 | Oct 23, 2009 | 3 | Firm change | Other |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Sep 12, 2007 | Sep 10, 2007 | -2 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO INVESTMENTS, LLC | May 24, 2002 | Jul 25, 2002 | 62 | Firm change | Other |