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CRD 29278
RYE BROOK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| SCOTT JOSEPH TALLMAN | n/a | Houston, TX | Rye Brook,, NY | RYE BROOK, NY | 8 | 18 | 1 | yes |
| STANLEY BILL SATTLER | n/a | Rye Brook,, NY | RYE BROOK, NY | 7 | 15 | n/a | yes |
| MASON JAMES DURAND | n/a | Rye Brook,, NY | RYE BROOK, NY | 7 | 18 | 1 | yes |
| ROSS ERIC INGBER | n/a | Rye Brook,, NY | RYE BROOK, NY | 6 | 14 | 2 | yes |
| James Alan Lyman | n/a | Rye Brook,, NY | RYE BROOK, NY | 3 | 30 | 3 | yes |
| DORA D LEE | n/a | RYE BROOK, NY | Rye Brook,, NY | 1 | 10 | n/a | yes |
| Richard Henry Holzinger | n/a | RYE BROOK, NY | 1 | 14 | 1 | yes |
| Lincoln Henry James | n/a | Austin, TX | RYE BROOK, NY | 1 | 15 | n/a | yes |
| Duwayne Omar Walker | n/a | RYE BROOK, NY | Rye Brook,, NY | 1 | 15 | n/a | yes |
| MELISSA ANN CHAFFEE | n/a | Rye Brook,, NY | RYE BROOK, NY | 1 | 16 | n/a | yes |
| Andres Falcon Gimenez | n/a | RYE BROOK, NY | Rye Brook,, NY | 1 | 10 | n/a | yes |
| Cuong Luong | n/a | Rye Brook,, NY | RYE BROOK, NY | 1 | 18 | n/a | yes |
| Amanda Tronni | n/a | RYE BROOK, NY | Rye Brook,, NY | 1 | 13 | n/a | no |
| RYAN ADAM CIAVARELLI | Chartered Financial Analyst | RYE BROOK, NY | 1 | 21 | n/a | yes |
| Brandon Rook | n/a | RYE BROOK, NY | 1 | 13 | n/a | yes |
| MARK CHRISTIANA | n/a | RYE BROOK, NY | Rye Brook,, NY | 0 | 10 | n/a | yes |
| Anthony Goncalves Nogueira | n/a | RYE BROOK, NY | 0 | 12 | n/a | yes |
| Summer G Weiss | n/a | RYE BROOK, NY | 0 | 25 | 1 | yes |
| MATTHEW SHERMAN THOMAS | n/a | RYE BROOK, NY | Rye Brook,, NY | 0 | 14 | n/a | yes |
| Ian Spencer | n/a | RYE BROOK, NY | 0 | 10 | n/a | yes |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| BELLE HAVEN AGGRESSIVE MUNI, L.P. | Other Private Fund | $18.4M | Jul 1, 2026 | 13 | Mar 30, 2012 | reported | 021-87467 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BELLE HAVEN CAPITAL MANAGEMENT, | GENERAL PARTNER | Na | yes | 01/1994 | Jul 1, 2026 | Jul 1, 2026 |
| CHAFFEE, MELISSA ANN | CHIEF COMPLIANCE OFFICER | Na | yes | 06/2019 | Jul 1, 2026 | Jul 1, 2026 |
| CHAPMAN, LAURA JEAN | CHIEF EXECUTIVE OFFICER/ CHIEF OPERATING OFFICER | Na | yes | 06/2026 | Jul 1, 2026 | Jul 1, 2026 |
| MENNA, MICHAEL DOMINICK | CHIEF FINANCIAL OFFICER | Na | yes | 03/2023 | Jul 1, 2026 | Jul 1, 2026 |
| BELLE HAVEN CAPITAL MANAGEMENT, INC. | GENERAL PARTNER | Na | yes | 01/1994 | Nov 17, 2011 | Jul 29, 2024 |
| DALTON, JOSEPH MATTHEW | SHAREHOLDER - PRESIDENT | E | yes | 10/2005 | Nov 17, 2011 | Jul 29, 2024 |
| DALTON, JOSEPH MATTHEW | LIMITED PARTNER,CEO | E | yes | 05/1999 | Nov 17, 2011 | Jul 29, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| BELLE HAVEN CAPITAL MANAGEMENT, INC. | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 26, 2026 | $23B | $23B | 47 | 40 | 0 | 1 | n/a |
| 2024 | Mar 28, 2025 | $20B | $20B | 47 | 41 | 0 | 1 | n/a |
| 2023 | Mar 28, 2024 | $18B | $18B | 48 | 41 | 0 | 1 | $20.6M |
| 2022 | Mar 17, 2023 | $15B | $15B | 43 | 43 | 0 | 1 | $19.7M |
| 2021 | Mar 24, 2022 | $16B | $16B | 39 | 39 | 0 | 1 | $19.9M |
| 2020 | Mar 29, 2021 | $14B | $14B | 37 | 37 | 0 | 1 | $18.8M |
| 2019 | Mar 30, 2020 | $11B | $11B | 34 | 34 | 0 | 1 | $16.8M |
| 2018 | Mar 29, 2019 | $8.1B | $8.1B | 31 | 31 | 0 | 1 | $16.1M |
| 2017 | Mar 29, 2018 | $6.9B | $6.9B | 28 | 28 | 0 | 1 | $12.0M |
| 2016 | Mar 30, 2017 | $5.6B | $5.6B | 26 | 26 | n/a | 1 | $12.2M |
| 2015 | Mar 30, 2016 | $4.2B | $4.2B | 21 | 21 | n/a | 1 | $12.5M |
| 2014 | Mar 30, 2015 | $2.6B | $2.6B | 18 | 18 | n/a | 1 | $11.7M |
| 2013 | Mar 31, 2014 | $1.9B | $1.9B | 15 | 15 | n/a | 1 | $10.4M |
| 2012 | Mar 27, 2013 | $1.3B | $1.3B | 12 | 12 | n/a | 1 | $10.3M |
| 2011 | Mar 30, 2012 | $1.0B | $1.0B | n/a | n/a | n/a | 1 | $12.5M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 1 | 0 | 5.0% | 0 | 0 | 0 | 2 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $24B | $20B | 20.0% | $15B | 17.0% | 47 | 47 | 0 | 0 |