DFX Intelligence

F•••• A•••••• D•••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

F•••• A•••••• D•••• C••••••

Advisor at M••••• S••••••

New York, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c75eebf6-522d-3e25-7e78-b674139ac664

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 30, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Feb 24, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Sep 9, 2016	n/a	yes	New York, NY	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Mar 5, 2009	Sep 20, 2016	no	NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	M••••• S••••••	Sep 20, 2016	Sep 9, 2016	-11	Firm change	Wirehouse to wirehouse
B•••• H•••• I••••••••• L•••	U•• F•••••••• S••••••• I•••	Feb 12, 2008	Mar 5, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
8174:149777:NY:2016-09-20	Sep 20, 2016	Sep 9, 2016	NEW YORK, NY	Firm change

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: current employment
Sep 9, 2016 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Mar 5, 2009 to Sep 20, 2016factForm ADV
→ B•••• H•••• I••••••••• L•••Registered adviserregistration: previous registration
Aug 30, 2004 to Feb 12, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c75eebf6-522d-3e25-7e78-b674139ac664
First observed: Aug 30, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.