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Advisor at TRUST ADVISORY GROUP LTD
NEWTOWN, CT | BIRMINGHAM, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRUST ADVISORY GROUP LTD | Independent wealth | Feb 21, 2017 | n/a | yes | BIRMINGHAM, AL|NEWTOWN, CT | Current employment |
| SOURCE CAPITAL GROUP, INC. | Former SEC adviser | Oct 18, 2006 | Jul 24, 2017 | no | WESTPORT, CT|WESTPORT, CT|WESTPORT, CT | Previous registration |
| SOURCE CAPITAL MANAGEMENT | n/a | Oct 19, 2004 | Oct 17, 2006 | no | WESTPORT, CT|WESTPORT, CT | Previous registration |
| QUICK & REILLY, INC. | n/a | Dec 19, 2002 | Jul 20, 2004 | no | SOUTHBURY, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SOURCE CAPITAL GROUP, INC. | TRUST ADVISORY GROUP LTD | Jul 24, 2017 | Feb 21, 2017 | -153 | Firm change after gap | Other |
| SOURCE CAPITAL MANAGEMENT | SOURCE CAPITAL GROUP, INC. | Oct 17, 2006 | Oct 18, 2006 | 1 | Firm change | Other |
| QUICK & REILLY, INC. | SOURCE CAPITAL MANAGEMENT | Jul 20, 2004 | Oct 19, 2004 | 91 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 36719:106926:CT:2017-07-24 | Jul 24, 2017 | Feb 21, 2017 | WESTPORT, CT | Firm change after gap |