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RIA / WealthAdvisorCertified Financial Planner22 years in industry

JOHN DAVID ROEGNER

Advisor at WEALTHSPIRE RETIREMENT ADVISORY

Chicago, IL | ALISO VIEJO, CA

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Search this name across graphsid dfx:ria:9cc9ee4f-98b7-43d7-d980-c2f4c80587b8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 31, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTHSPIRE RETIREMENT ADVISORY
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 17, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S65
First exam: Aug 17, 2004
First registration: Aug 31, 2004
Dual registered: no
Other names: JOHN ROEGNER
IAPD individual key: 4704719

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTHSPIRE RETIREMENT ADVISORY	Institutional manager	Aug 13, 2018	n/a	yes	Chicago, IL\|ALISO VIEJO, CA	Current employment
SAVANT WEALTH MANAGEMENT	Independent wealth	Sep 8, 2014	Aug 7, 2017	no	ROCKFORD, IL\|ROCKFORD, IL\|NAPERVILLE, IL	Previous registration
SOUTHEAST INVESTMENTS, N.C., INC.	State registered	May 17, 2013	Apr 2, 2014	no	CHARLOTTE, NC\|ASHEVILLE, NC	Previous registration
COLTON GROOME FINANCIAL ADVISORS, LLC	Independent wealth	Apr 15, 2009	May 23, 2011	no	ASHEVILLE, NC\|ASHEVILLE, NC	Previous registration
VALMARK ADVISERS, INC.	Bd affiliated wealth	Aug 31, 2004	Jun 2, 2011	no	ASHEVILLE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SAVANT WEALTH MANAGEMENT	WEALTHSPIRE RETIREMENT ADVISORY	Aug 7, 2017	Aug 13, 2018	371	Firm change	Other
SOUTHEAST INVESTMENTS, N.C., INC.	SAVANT WEALTH MANAGEMENT	Apr 2, 2014	Sep 8, 2014	159	Firm change	Other
VALMARK ADVISERS, INC.	COLTON GROOME FINANCIAL ADVISORS, LLC	Jun 2, 2011	Apr 15, 2009	-778	Firm change after gap	Other
COLTON GROOME FINANCIAL ADVISORS, LLC	SOUTHEAST INVESTMENTS, N.C., INC.	May 23, 2011	May 17, 2013	725	Firm change after gap	RIA to state RIA

Relationships

Registered with (5)

→ WEALTHSPIRE RETIREMENT ADVISORYRegistered adviserregistration: current employment
Aug 13, 2018 to presentfactForm ADV
→ SAVANT WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Sep 8, 2014 to Aug 7, 2017factForm ADV
→ SOUTHEAST INVESTMENTS, N.C., INC.Registered adviserregistration: previous registration
May 17, 2013 to Apr 2, 2014factForm ADV
→ VALMARK ADVISERS, INC.Registered adviserregistration: previous registration
Aug 31, 2004 to Jun 2, 2011factForm ADV
→ COLTON GROOME FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 15, 2009 to May 23, 2011factForm ADV

Dated events

No dated event names this entity yet.