V••••••• Y•••

Advisor at W•••• F•••• A•••••••

PALO ALTO, CA | REDWOOD CITY, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9cd101f9-4bb0-f469-2070-ef172d228022

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Nov 19, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Oct 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Jan 30, 2026	n/a	yes	PALO ALTO, CA\|REDWOOD CITY, CA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Aug 21, 2024	Dec 19, 2025	no	SAN FRANCISCO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	W•••• F•••• A•••••••	Dec 19, 2025	Jan 30, 2026	42	Firm change	Wirehouse to wirehouse
J••• M••••• S••••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jul 30, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:19616:CA:2025-12-18	Dec 19, 2025	Jan 30, 2026	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (4)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Jan 30, 2026 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Aug 21, 2024 to Dec 19, 2025factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
May 12, 2023 to Jul 30, 2024factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

Occurred
Dec 19, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jul 30, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Nov 23, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9cd101f9-4bb0-f469-2070-ef172d228022
First observed: Nov 19, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.