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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

MICHAEL GERARD MCCABE

Advisor at LPL FINANCIAL LLC

GLASTONBURY, CT

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 1, 1994 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S63
First exam: Sep 1, 2000
First registration: Jan 1, 1994
Dual registered: yes, broker-dealer
IAPD individual key: 1342517

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 10, 2025	n/a	yes	GLASTONBURY, CT	Current employment
CADARET GRANT & CO INC	Former SEC adviser	Jun 6, 2023	Jul 10, 2025	no	Syracuse, NY\|Glastonbury, CT\|Syracuse, NY	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jul 17, 2020	Jun 9, 2023	no	GLASTONBURY, CT	Previous registration
INVESTACORP ADVISORY SERVICES INC	Former SEC adviser	Sep 8, 2015	Jul 17, 2020	no	GLASTON, CT	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Aug 30, 2007	Sep 10, 2015	no	HEBRON, CT\|GLASTONBURY, CT	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Nov 17, 2003	Aug 30, 2007	no	GLASTONBURY, CT	Previous registration
VERAVEST INVESTMENT ADVISORS, INC.	n/a	Jan 1, 1994	Dec 18, 2003	no	GLASTONBURY, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CADARET GRANT & CO INC	LPL FINANCIAL LLC	Jul 10, 2025	Jul 10, 2025	0	Bulk transfer	Ibd to ibd
SECURITIES AMERICA ADVISORS, INC.	CADARET GRANT & CO INC	Jun 9, 2023	Jun 6, 2023	-3	Firm change	Ibd to ibd
INVESTACORP ADVISORY SERVICES INC	SECURITIES AMERICA ADVISORS, INC.	Jul 17, 2020	Jul 17, 2020	0	Bulk transfer	Ibd to ibd
INVEST FINANCIAL CORPORATION	INVESTACORP ADVISORY SERVICES INC	Sep 10, 2015	Sep 8, 2015	-2	Firm change	Other
SECURITIES AMERICA ADVISORS, INC.	INVEST FINANCIAL CORPORATION	Aug 30, 2007	Aug 30, 2007	0	Firm change	Other
VERAVEST INVESTMENT ADVISORS, INC.	SECURITIES AMERICA ADVISORS, INC.	Dec 18, 2003	Nov 17, 2003	-31	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
110518:10641:CT:2023-06-09	Jun 9, 2023	Jun 6, 2023	GLASTONBURY, CT	Firm change
12984:109011:CT:2015-09-01	Sep 10, 2015	Sep 8, 2015	GLASTONBURY, CT	Firm change

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 10, 2025 to presentfactForm ADV
→ CADARET GRANT & CO INCRegistered adviserregistration: previous registration
Jun 6, 2023 to Jul 10, 2025factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jul 17, 2020 to Jun 9, 2023factForm ADV
→ INVESTACORP ADVISORY SERVICES INCRegistered adviserregistration: previous registration
Sep 8, 2015 to Jul 17, 2020factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Aug 30, 2007 to Sep 10, 2015factForm ADV
→ VERAVEST INVESTMENT ADVISORS, INC.Registered adviserregistration: previous registration
Jan 1, 1994 to Dec 18, 2003factForm ADV

Dated events

Occurred
Jun 9, 2023
Advisor changed firm
Michael Gerard Mccabe left Securities America Advisors, Inc. for Cadaret Grant & Co Inc (registered 2023-06-06)
Form ADVobserved 5 days ago