DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Gerard Mccabe
Feed of 09/14/2026
At current firm
1 y
since Jul 10, 2025
In the industry
32 y
since Jan 1, 1994 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Jul 10, 2025 · Glastonbury, Ct
- Cadaret Grant & Co Inc formerJun 6, 2023 to Jul 10, 2025 · Syracuse, Ny
- Securities America Advisors, Inc. formerJul 17, 2020 to Jun 9, 2023 · Glastonbury, Ct
- Investacorp Advisory Services Inc formerSep 8, 2015 to Jul 17, 2020 · Glaston, Ct
- Invest Financial Corporation formerAug 30, 2007 to Sep 10, 2015 · Hebron, Ct
- Securities America Advisors, Inc. formerNov 17, 2003 to Aug 30, 2007 · Glastonbury, Ct
- Veravest Investment Advisors, Inc. unclassifiedJan 1, 1994 to Dec 18, 2003 · Glastonbury, Ct
Moves
a registration end followed by a registration begin elsewhere
- Cadaret Grant & Co Inc to LPL Financial LLCleft Jul 10, 2025, registered Jul 10, 2025 (0 days) · corporate re-registration, not a move
- Securities America Advisors, Inc. to Cadaret Grant & Co Incleft Jun 9, 2023, registered Jun 6, 2023 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
- Investacorp Advisory Services Inc to Securities America Advisors, Inc.left Jul 17, 2020, registered Jul 17, 2020 (0 days) · corporate re-registration, not a move
- Invest Financial Corporation to Investacorp Advisory Services Incleft Sep 10, 2015, registered Sep 8, 2015 (-2 days) · Other · moved with a team
- Securities America Advisors, Inc. to Invest Financial Corporationleft Aug 30, 2007, registered Aug 30, 2007 (0 days) · Other
- Veravest Investment Advisors, Inc. to Securities America Advisors, Inc.left Dec 18, 2003, registered Nov 17, 2003 (-31 days) · Other
Signals
- Michael Gerard Mccabe left Securities America Advisors, Inc. for Cadaret Grant & Co Inc (registered 2023-06-06)Jun 9, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address