DFX Intelligence

D•••• F•••••• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

D•••• F•••••• L•••••••

Advisor at B•• P•••••••• I•••

CEDAR RAPIDS, IA

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Search this name across graphsid dfx:ria:9cdd35d6-d459-7d61-3001-7f232573e161

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 20, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•• P•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 5, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•• P•••••••• I•••	Bd affiliated wealth	Dec 5, 2025	n/a	yes	CEDAR RAPIDS, IA	Current employment
M•••••• I••••••••• A••••••• L••	Former SEC adviser	Mar 17, 2016	Dec 31, 2016	no	WINTERSET, IA\|MANCHESTER, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• S••••••••• A•••• M••••••••• L••	M•••••• I••••••••• A••••••• L••	Dec 5, 2025	Mar 17, 2016	-3,550	Firm change after gap	Other
M•••••• I••••••••• A••••••• L••	B•• P•••••••• I•••	Dec 31, 2016	Dec 5, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
282448:282140:MO:2025-12-05	Dec 5, 2025	Mar 17, 2016	MANCHESTER, MO	Firm change after gap
282140:119682:MO:2016-12-31	Dec 31, 2016	Dec 5, 2025	MANCHESTER, MO	Firm change after gap
38535:282448:MO:2016-04-13	Apr 13, 2016	Feb 23, 2016	MANCHESTER, MO	Firm change after gap

Relationships

Registered with (5)

→ B•• P•••••••• I•••Registered adviserregistration: current employment
Dec 5, 2025 to presentfactForm ADV
→ M•••••• S••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Feb 23, 2016 to Dec 5, 2025factForm ADV
→ M•••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 17, 2016 to Dec 31, 2016factForm ADV
→ M•••••• S••••••••• C••• I•••

Dated events

Occurred
Dec 5, 2025
Advisor changed firm
D•••• F•••••• L••••••• left M•••••• S••••••••• A•••• M••••••••• L•• for M•••••• I••••••••• A••••••• L•• (registered 2016-03-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9cdd35d6-d459-7d61-3001-7f232573e161
First observed: Jan 20, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.