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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)16 years in industry

Paul Andrew Grippi

Advisor at VANGUARD ADVISERS, INC.

MALVERN, PA

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Search this name across graphsid dfx:ria:9ce32144-66f7-6d22-b520-d93d7990a270

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 13, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VANGUARD ADVISERS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 3, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Nov 3, 2009
First registration: Jun 13, 2012
Dual registered: yes, broker-dealer
Other names: PAUL GRIPPI|PAUL ANDREW GRIPPI
IAPD individual key: 4992217

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VANGUARD ADVISERS, INC.	Bd affiliated wealth	May 11, 2020	n/a	yes	MALVERN, PA	Current employment
JANNEY MONTGOMERY SCOTT LLC	Bd affiliated wealth	Jun 21, 2016	May 14, 2019	no	MOOSIC, PA	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Mar 26, 2014	Jun 22, 2016	no	SCRANTON, PA\|SCRANTON, PA\|SCRANTON, PA\|THROOP, PA\|SCRANTON, PA\|WILKES BARRE, PA\|WILKES-BARRE, PA\|HAWLEY, PA\|NEWFOUNDLAND, PA	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jun 13, 2012	Nov 18, 2013	no	MOOSIC, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
JANNEY MONTGOMERY SCOTT LLC	VANGUARD ADVISERS, INC.	May 14, 2019	May 11, 2020	363	Firm change	Ibd to ibd
PNC WEALTH MANAGEMENT	JANNEY MONTGOMERY SCOTT LLC	Jun 22, 2016	Jun 21, 2016	-1	Firm change	Other
MSI FINANCIAL SERVICES, INC.	PNC WEALTH MANAGEMENT	Nov 18, 2013	Mar 26, 2014	128	Firm change	Other

Relationships

Registered with (4)

→ VANGUARD ADVISERS, INC.Registered adviserregistration: current employment
May 11, 2020 to presentfactForm ADV
→ JANNEY MONTGOMERY SCOTT LLCRegistered adviserregistration: previous registration
Jun 21, 2016 to May 14, 2019factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Mar 26, 2014 to Jun 22, 2016factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jun 13, 2012 to Nov 18, 2013factForm ADV

Dated events

No dated event names this entity yet.