RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• A••••• G•••••
- V••••••• A•••••••• I••• BD affiliated currentsince May 11, 2020 · Malvern, Pa
- J••••• M••••••••• S•••• L•• BD affiliatedJun 21, 2016 to May 14, 2019 · Moosic, Pa
- P•• W••••• M••••••••• BD affiliatedMar 26, 2014 to Jun 22, 2016 · Scranton, Pa
- M•• F•••••••• S•••••••• I••• formerJun 13, 2012 to Nov 18, 2013 · Moosic, Pa
- J••••• M••••••••• S•••• L•• to V••••••• A•••••••• I•••left May 14, 2019, registered May 11, 2020 (363 days) · Affiliated broker-dealer or bank to another
- P•• W••••• M••••••••• to J••••• M••••••••• S•••• L••left Jun 22, 2016, registered Jun 21, 2016 (-1 days) · Other
- M•• F•••••••• S•••••••• I••• to P•• W••••• M•••••••••left Nov 18, 2013, registered Mar 26, 2014 (128 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address