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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
LEXINGTON, KY | Nicholasville, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Feb 25, 2026 | n/a | yes | LEXINGTON, KY|Nicholasville, KY | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 14, 2018 | Feb 27, 2026 | no | LEXINGTON, KY|LEXINGTON, KY|LEXINGTON, KY|LEXINGTON, KY|FORT LAUDERDALE, FL|LOUISVILLE, KY|LOUISVILLE, KY|Lexington, KY|FRANKLIN, TN|LOUISVILLE, KY|LEXINGTON, KY|MARIETTA, GA|LEXINGTON, KY|LEXINGTON, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RAYMOND JAMES & ASSOCIATES, INC. | Feb 27, 2026 | Feb 25, 2026 | -2 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:705:KY:2026-02-26 | Feb 27, 2026 | Feb 25, 2026 | LEXINGTON, KY | Firm change |